Custody Services

Settlement & Clearing of Securities and Cash

Trade Settlement Trade status advices Simultaneous movement of clients’ cash and securities position both on proprietary system and on market level (with the latter being as per each market operating model) Cash clearing obligations for DFM executed trades Fails Coverage as applicable

Safekeeping of Securities & Associated Cash

Daily reconciliation between NBAD proprietary system and Depositories systems Maintaining clients’ cash position under NBAD Core banking system

Reporting

Trades Status update Settlement reports (Securities & Cash) Portfolio valuation Holdings reports Transactions reports Registration status reports

Asset Servicing

Income collection - including Assured Income as applicable Voluntary & Involuntary Corporate Events Proxy services Tax Reclaims

Cash Management

Cash Statements Foreign Exchange Collateral Management

Geographic Coverage

Direct Custody for the UAE market Product offering extends across the GCC and Middle East markets through sub- custody arrangements Accessing the region through a single platform